UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Securities registered pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07.Submission of Matters to a Vote of Security Holders.
On September 30, 2021, KalVista Pharmaceuticals, Inc. (the “Company”) held its 2021 Annual Meeting of Stockholders (“Annual Meeting”) and the following proposals were adopted:
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1. |
Election of three Class III directors, Albert Cha, Martin Edwards and Nancy Stuart (each to serve a three-year term, which will expire at the 2024 Annual Meeting of Stockholders or until such time as their respective successors have been duly elected and qualified): |
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Nominees |
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Shares For |
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Shares Against |
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Shares Abstaining |
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Broker Non-Votes |
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Albert Cha |
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16,672,347 |
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5,474,494, |
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215 |
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464,900 |
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Martin Edwards |
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13,508,127 |
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8,638,709 |
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220 |
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464,900 |
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Nancy Stuart |
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21,393,389 |
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753,360 |
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307 |
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464,900 |
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2. |
Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending April 30, 2022: |
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Shares For |
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Shares Against |
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Shares Abstaining |
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Broker Non-Votes |
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22,598,162 |
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13,627 |
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167 |
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0 |
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3. |
Approval, on a non-binding advisory basis, of the compensation paid by the Company to its named executive officers: |
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Shares For |
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Shares Against |
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Shares Abstaining |
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Broker Non-Votes |
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19,696,080 |
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2,450,450 |
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526 |
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464,900 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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KALVISTA PHARMACEUTICALS, INC. |
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Date: October 4, 2021 |
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By: |
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/s/ Benjamin L. Palleiko |
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Benjamin L. Palleiko |
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Chief Business Officer and Chief Financial Officer |